Investment Risk Disclaimer

Investment Risk Disclaimer

Investing involves risk of loss.  Content is not to be construed as a solicitation or recommendation: This material has been prepared for informational purposes only without regard to any particular user's investment objectives, financial situation, or means, and Stolzer Rothschild Levy LLC (SRL) is not soliciting any action based upon it. Certain transactions and strategies may give rise to substantial risk and are not suitable for all investors. The information contained herein is not, and shall not constitute an offer to sell, a solicitation of an offer to buy, or an offer to purchase any securities, nor should it be deemed to be an offer, or a solicitation of an offer, to purchase or sell any investment product or service. Although this material is based upon information that SRL considers reliable and endeavours to keep current, SRL has not verified this information and does not represent that this material is accurate, current, or complete and it should not be relied upon as such.

No determination of suitability has been made; not all risks are disclosed within this website, your investment advisors should be consulted. The fact that SRL has made the data and services provided on this Web site available to you constitutes neither a recommendation that you enter into a particular transaction nor a representation that any product described on this Web site is suitable or appropriate for you. The products and services described on this Web site may involve significant risks, and you should not enter into any transactions unless you have fully understood all such risks and have independently determined that such transactions are appropriate for you. Any discussion of the risks contained herein with respect to any product should not be considered to be a disclosure of all risks or complete discussion of the risks which are mentioned. You should neither construe any of the material contained herein as business, financial, investment, hedging, trading, legal, regulatory, tax, or accounting advice nor make this service the primary basis for any investment decisions made by or on behalf of you, your accountants, or your managed or fiduciary accounts, and you may want to consult your business advisor, attorney, and tax and accounting advisors concerning any contemplated transactions.

For information about Stolzer Rothschild Levy LLC or any other registered Investment Advisor, or to obtain the Stolzer Rothschild Levy LLC disclosure and brochure, also known as form ADV,  please reference the Investment Advisor Public Disclosure portion of the SEC website at:

If you are a Senior Citizen or concerned about investing on behalf of a senior citizen you are encouraged to take extra precautions with your money.  Stolzer Rothschild Levy recommends you visit the North American Securities Administrators Association Senior Investor Resource Center.

Use of Site

Your use of the products and services on this Web site may be monitored by SRL, and the resultant information may be used by SRL for its internal business purposes and/or in accordance with the rules of any applicable regulatory organization.

No warranties are made as to content; no responsibilities to update: SRL makes no warranty, express or implied, concerning this website or any SRL services. The services provided by SRL and our third party providers are on an "AS IS" basis. The services and information that may be provided by SRL with respect to their correctness, quality, accuracy, completeness, reliability, performance, timeliness, or continued availability.  SRL shall have any no responsibility to maintain the data and services made available on this Web site or to supply any corrections, updates, or releases in connection therewith. Availability of data and services are subject to change without notice.

No liability for content; no liability arising from use: SRL shall have no liability, contingent or otherwise, to you or to third parties, or any responsibility whatsoever, for the failure of any connection or communication service to provide or maintain your access to this website, or for any interruption or disruption of such access or any erroneous communication between SRL and you, regardless of whether the connection or communication service is provided by SRL or a third party service provider. SRL shall have no liability, contingent or otherwise, to you or to third parties, for the correctness, quality, accuracy, timeliness, reliability, performance, continued availability, completeness or delays, omissions, or interruptions in the delivery of the data and services available on this Web site or for any other aspect of the performance of this service or for any failure or delay in the execution of any transactions through this service or any related resource provided through this service.  Any reference or use of the words, "we" "our" or "SRL" are for editorial purposes and represent content disseminated Stolzer Rothschild Levy LLC and do not refer to any specific individual(s).  In no event will SRL be liable for any special, indirect, incidental, or consequential damages which may be incurred or experienced on account of you using the data or services made available on this Web site. 

No warranties made as to security: SRL makes no warranty whatsoever to you, express or implied, regarding the security of the site, including with respect to the ability of unauthorized persons to intercept or access information transmitted by you through this website or any related service.  SRL does offer the use of a secure portal for data management with its current clients, please consult with your advisor for access information.  If you have questions about the use of this site, security or compliance matters please contact us. 


Interactive Brokers:

“Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations.  Interactive Brokers does not endorse or recommend any introducing brokers, third-party financial advisors or hedge funds, including UAB FMI Orion Securities.  Interactive Brokers provides execution and clearing services to customers.  None of the information contained herein constitutes a recommendation, offer, or solicitation of an offer by Interactive Brokers to buy, sell or hold any security, financial product or instrument or to engage in any specific investment strategy. Interactive Brokers makes no representation, and assumes no liability to the accuracy or completeness of the information provided on this website.


For more information regarding Interactive Brokers, please visit” 

Charles Schwab & Co., Inc. ("Schwab"):

The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC, offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products.

Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned, affiliated with, or supervised by Schwab. Schwab Retirement Plan Services, Inc. provides recordkeeping and related services with respect to retirement plans.